Financial Examinations

The Financial Examinations Unit performs on-site financial examinations at least once every five years, as required by statute. As part of that process, a company will be asked to provide the following information in the format provided below and submit it to the Office of Financial Solvency. The forms are listed below by type of insurer. Please note: forms that apply to all insurers (including life, health, property and casualty and title companies) are listed separately at the bottom of the page below the specific types of insurer forms.

Health 

Annual Statement Information Technology Summary - Health

Life 

Annual Statement Information Technology Summary - Life

Property & Casualty 

Annual Statement Information Technology Summary - P & C

Title

Annual Statement Information Technology Summary - Title

The following documents apply to all insurer types:

Annual Statement Information Technology Summary Directions

Exhibit B Exam Planning Questionnaire

Exhibit B Liquidity Tables

Exhibit C -IT Planning Questionnaire

ITPQ Addendum - Checklist for Determining Size of IT Environment

LA Examination Planning Questionnaire

Service Provider Questionnaire

Fraud Questionnaire

Initial Books and Records Request to Company